I have been involved in the technology and financial services industry since the early days of the internet as a founder of WallstreetE, an award-winning online trading platform recognized by Smart Money Magazine & Barron’s for 10 years in a row. I previously maintained a series 7, 24 and 63 securities licenses with FundAmerica Securities.
At FundAmerica (now PrimeTrust), I advised real estate syndicators on how to use the internet and new securities regulations to raise capital for their projects. Under my tenure, issuers went from raising $100 Million online in 2015 to $300 million in 2016. I assisted syndicators with both debt & equity offerings, with total “book” of $2.7 Billion.
My specialties are in securities compliance, anti-money laundering compliance, identification of risk through compliance, Investment banking on all forms of equity & structuring, distributing and investing in senior debt, second lien debt & mezzanine.
I’m also a licensed real estate broker associate in Florida, currently working with hedge fund managers, investors and bank asset managers